{"id":2169,"date":"2004-01-02T21:37:23","date_gmt":"2004-01-02T21:37:23","guid":{"rendered":"http:\/\/alexpfaff.com\/?post_type=research-paper&p=2169"},"modified":"2004-01-02T21:37:23","modified_gmt":"2004-01-02T21:37:23","slug":"big-field-small-potatoes-an-empirical-assessment-of-epas-self-audit-policy","status":"publish","type":"post","link":"https:\/\/sites.sanford.duke.edu\/alexpfaff\/2004\/01\/02\/big-field-small-potatoes-an-empirical-assessment-of-epas-self-audit-policy\/","title":{"rendered":"Big Field, Small Potatoes: an empirical assessment of EPA's Self-Audit Policy"},"content":{"rendered":"
Alexander Pfaff, Chris William Sanchirico<\/div>\n
Journal of Policy Analysis and Management (2004) volume 23 number 3: 415\u2013432 <\/div>\n

\"PDF<\/a>Environmental self-auditing is said to deserve and require encouragement. Although firms can audit themselves more cheaply and effectively than regulators, they are deterred for fear that information they uncover will be used against them. To reduce this disincentive, the Environmental Protection Agency\u2019s (EPA\u2019s) Audit Policy lowers punitive fines when firms promptly disclose and correct self-discovered violations. While some contend that the Audit Policy is inadequate, EPA touts its success based on the policy\u2019s track record. Our examination of that track record leads us to question EPA\u2019s claim. Comparing the violations in these cases with those detected by standard EPA enforcement suggests that the typical self-audited violation is relatively minor. Cases arising under the Policy are more likely to concern reporting violations and less likely to concern emissions. The relative insignificance of self-audited violations raises a number of policy questions, including whether the Audit Policy should be revised to play a larger role in enforcement.<\/p>\n

 <\/p>\n","protected":false},"excerpt":{"rendered":"

Alexander Pfaff, Chris William Sanchirico Journal of Policy Analysis and Management (2004) volume 23 number 3: 415\u2013432 Environmental self-auditing is said to deserve and require encouragement. Although firms can audit themselves more cheaply and effectively than regulators, they are deterred for fear that information they uncover will be used against them. To reduce this disincentive, the Environmental Protection Agency\u2019s (EPA\u2019s) Audit Policy lowers punitive fines when firms promptly disclose and correct self-discovered violations. While some contend that the Audit Policy is inadequate, EPA touts its success based on the policy\u2019s track record. Our examination of that track record leads us to question EPA\u2019s claim. Comparing the violations in these cases with those detected by standard EPA enforcement suggests that the typical self-audited violation is relatively minor. Cases arising under the Policy are more likely to concern reporting violations and less likely to concern emissions. The relative insignificance of self-audited violations raises a number of policy questions, including whether the Audit Policy should be revised to play a larger role in enforcement.  <\/p>\n","protected":false},"author":37,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[7,38,45,48],"tags":[58,111,134,143],"class_list":["post-2169","post","type-post","status-publish","format-standard","hentry","category-7","category-information-audits","category-secondary-data","category-united-states","tag-audits","tag-information","tag-pollution","tag-regulation","entry"],"yoast_head":"\nBig Field, Small Potatoes: an empirical assessment of EPA's Self-Audit Policy - Alex Pfaff<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/sites.sanford.duke.edu\/alexpfaff\/2004\/01\/02\/big-field-small-potatoes-an-empirical-assessment-of-epas-self-audit-policy\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Big Field, Small Potatoes: an empirical assessment of EPA's Self-Audit Policy - 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